Asia Pacific J Clin Nutr (1995) 4: 351-353
Asia Pacific J Clin Nutr (1995) 4: 351-353

Thrifty genotype concepts and health
in modernising Samoans
Stephen T McGarvey, PhD, MPH
Depts of Medicine and Community Health,
Brown University, Providence, Rhode Island, USA
Proceedings from
a symposium organised by the Australasian Clinical Nutrition Society
(New Zealand Division) held at the School of Medicine, University
of Aukland on 8-9 December 1994. Presented on pages 337-370.
Thrifty genotype concepts are described and applied
to the case of increasing overweight with modernisation. The prevalence
of overweight (BMI ³
30 kg/m2) among American Samoans and Western Samoans
is increasing substantially as described in surveys conducted in
1976-82 and in 1990-91. There is a possible role of insulin and
the sympathetic nervous system in weight gain and energy balance.
The thrifty genotype concept provides important hypotheses which
can be applied to concrete studies among modernising Samoans.
Introduction
The role of evolutionary events in structuring genetic
influences on disease has received increased theoretical and empirical
attention1. One of the most cited ideas has been the thrifty
genotype concept of Neel2. Neel speculated that the increase
in the prevalence and incidence of diabetes mellitus in Western industrial
populations, and those experiencing modernisation, was associated
with genetic factors which in the past had favoured storage of calories
in the form of adipose tissue in response to natural selection during
food shortages. Individuals possessing tendencies towards "thriftiness"
or metabolic efficiency might have been healthier, survived longer,
and had more offspring3. With lifestyle changes due to
economic modernisation there were increases in available food energy
and decreases in energetic expenditure from lower physical activity.
Thus, the advantage for a "thrifty" genotype in lean times
became a disadvantage in times of plenty, leading to overweight, hyperinsulinaemia,
and eventually development of glucose intolerance and diabetes mellitus.
This paper describes some of the research we are conducting
among modernising Samoans, and illustrates the utility of thrifty
genotype ideas for generating concrete studies of health and social
change. Results on Samoan overweight, already reported using overweight
criteria from US studies will be reported here using another criterion
more in favour with other Pacific researchers.
Because of the widespread overweight and obesity characterising
modern Pacific peoples, especially Polynesians, thrifty genotype ideas
have proved very attractive to researchers working on biological and
health studies with Pacific Island populations4-7. Many
of these studies were summarised and reported in a recent 1000 paper
on evolutionary and adaptive perspectives on adiposity and the "thrifty"
genotype among Polynesians3. Briefly, the large body weight
and adiposity of contemporary adult Polynesians were not present at
the time of European contact, although the tall stature, rugged skeletal
frame size and muscularity were described. Survey work across Polynesia
from the 1960s and later did show differences in weight, body mass
and fatness between rural versus town or traditional versus modernised
lifestyles. There is a clear gradient of adiposity with degree of
modernisation, as body mass index (BMI) values increase steadily in
men and women with degree of modernisation. Also, at each step of
the traditional to modern continuum women have larger BMI values than
men. Further increases in Polynesian overweight and adiposity were
documented in other surveys and longitudinal follow-up of individuals3.
Considerations of the discovery and settlement of
Polynesia and their energetic and survival risks has led to a detailed
evolutionary scenario in which tendencies to adipose deposition might
have been advantageous for the first Pacific Islanders3,5.
We and others have also delineated how genetically-influenced "efficient
metabolisms" may play a role in the relations among overweight,
adiposity, individual and family patterns in insulin secretion, insulin
resistance and the development of Type II diabetes8-10.
Brief review of Samoan overweight results
A series of cross-sectional studies have described
the striking overweight and adiposity among modern Samoans residing
in California, Hawaii, American Samoa and Western Samoa11-13.
Repeat representative surveys in American Samoa across 14 years also
demonstrated the continued increase in age-specific overweight in
young males and severe overweight in females of all ages14.
Five-year and fourteen-year longitudinal results in American Samoa
also showed continued increases in weight and greater proportions
in the overweight and severely overweight categories, especially among
younger adults7,15. This occurs despite pre-existing large
body weight and significant adiposity.
The cross-sectional
data were compiled and summarised in one report using BMI criteria
for overweight and severe overweight specific to percentiles from
a US national survey7. This approach made for difficult
comparisons with other studies, particularly those using ³ 30 kg/m2
as the criterion for obesity. In this paper, I report the data
on overweight, using ³ 30 kg/m2
as the criterion, in American Samoa from surveys conducted in
1976-787 and in 199014, and in Western Samoa
from surveys conducted in 1979-827 and in 199116,17.
The earlier Western Samoa data came from total population surveys
of three rural villages on ‘Upolu. The later survey in Western
Samoa was a randomly selected sample (>90% participation) from
nine villages including four from Savai’i, a very rural and
traditional area, three from rural ‘Upolu and two from Apia,
the capital and urban center16. Comparisons are made
across study period within American Samoa and Western Samoa, and
also between American and Western Samoa with similar time periods.
Within Western Samoa, overweight is compared also between 1978-82
and 1991 only for the three rural 1000 ‘Upolu villages which
are similar to each other in proximity to Apia. In fact one of
the three villages was studied both in 1982 and 1991.
In American Samoa, females had a higher proportion
of overweight than males at the earlier time but that difference
narrowed by 1990 (Table 1). American Samoan males had a significantly
greater proportion of overweight at all ages in 1990 than 12-14
years earlier, whereas this was true only among the youngest
and oldest females (Table 1).
In Western Samoa the comparisons of all villages
studied in 1991 with the three rural ‘Upolu villages seen
in 1979-82 showed significant increases in overweight over time
in young males and middle aged females only (Table 2). The better
comparison of temporal changes in overweight in Western Samoa
is based on the three rural ‘Upolu villages (Table 3).
In males, there was a non-significant trend for more overweight
in 1991 in those 25-34 and 45-54 years, and a significant difference
in those 35-44 years. In females, there was a similar temporal
difference in those 45-54 years. There were absolute differences
in overweight at other ages, although small sample sizes affected
the ability to detect significant differences (Table 3).
|
Table 1. Proportion of overweight
(BMI ³ 30 kg/m2) by age
and sex in the 1976-78 and 1990 American Samoa samples.
Age |
25-34
|
35-44
|
45-54
|
55-64
|
Males |
|
|
|
|
1976-78 % |
50.3
|
49.6
|
53.7
|
37.4
|
N |
157
|
133
|
175
1000 |
147
|
1990 % |
66.7
|
72.7
|
77.8
|
78.3
|
N |
93
|
117
|
90
|
23
|
p value |
<0.01
|
<0.001
|
<0.001
|
<0.001
|
Females |
|
|
|
|
1976-78 % |
63.0
|
78.0
|
78.7
|
64.1
|
N |
227
|
254
|
249
|
153
|
1990 % |
73.9
|
83.3
|
82.8
|
84.8
|
N |
142
|
150
|
87
|
46
|
p value |
<0.03
|
n.s.
|
n.s.
|
<0.01
|
p value - probability of Chi-square test testing
the difference in overweight between the two time periods.
|
Table 2. Proportion of overweight
(BMI ³ 30 kg/m2) by age
and sex in the 1979-82 and total 1991 Western Samoa samples.
Age |
25-34
|
35-44
|
45-54
|
55-64
|
Males |
|
|
|
|
1979-82 % |
6.5
|
22.2
|
25.0
|
35.7
|
N |
46
|
36
|
44
|
28
|
1991 % |
19.2
|
45.6
|
33.3
|
50.0
|
N |
146
|
103
|
90
|
8
|
p value |
<0.04
|
<0.02
|
n.s.
|
n.s.
|
Females |
|
|
|
|
1979-82 % |
31.3
|
42.2
|
50.0
|
56.3
|
N |
67
|
45
1000 |
48
|
32
|
1991 % |
39.7
|
60.8
|
67.7
|
100.0
|
N |
156
|
120
|
99
|
4
|
p value |
n.s.
|
<0.03
|
<0.04
|
n.s.
|
p value - probability of Chi-square test testing
the difference in overweight between the two time periods.
|
Table 3. Proportion of overweight
(BMI ³ 30 kg/m2) by age
and sex, 1979-82 and 1991 rural ‘Upolu villages, Western
Samoa
Age |
25-34 |
35-44
|
45-54 |
55-64 |
Males |
|
|
|
|
1979-82 % |
6.5
|
22.2
|
25.0
|
35.7
|
N |
46
|
36
|
44
|
28
|
1991 % |
17.3
|
43.2
|
42.9
|
50.0
|
N |
52
|
37 |
28 |
2 |
p value |
<0.10
|
<0.05 |
<0.10 |
n.s. |
Females |
|
|
|
|
1979-82 % |
31.3
|
42.2 |
50.0 |
56.3 |
N |
67
|
45 |
48 |
32 |
1991 % |
41.4
|
55.6 |
73.0 |
0 |
N |
42
|
45 |
37 |
0 |
p value |
n.s.
|
n.s. |
<0.03 |
-- |
p value - probability of Chi-square test testing
the difference in overweight between the two time periods.
|
Overall, overweight was more prevalent in American
Samoans than in Western Samoans for almost all age-sex groups at both
times, especially in the earlier time.
These results for American Samoa are obviously similar
to those using the same data but a different criterion for overweight14.
The 1991 Western Samoan results here for the three rural ‘Upolu
villages are similar to results from a recent study which included
rural ‘Upolu villages, except in the youngest age group18.
It is reasonable to conclude from our and other’s
Samoan results that a high prevalence of overweight and increasing
overweight over time is causally associated with societal modernisation
and the individual level behaviours related to energy balance. The
question remains, however, is the increase in overweight with the
temporal processes of modernisation also due to an interaction with
a population level genetic susceptibility?
Thrifty genotype, insulin and cardiovascular health
Some of the mechanisms proposed for the thrifty genotype
involve insulin levels, hyperinsulinaemia and insulin resistance.
This has led to 1000 a fuller examination of insulin’s role in
many cardiovascular risks factors and disease processes19-25.
Landsberg offered a comprehensive review demonstrating the associations
among insulin levels, energy balance, weight gain, sympathetic nervous
system stimulation and blood pressure regulation19. However,
many questions remain about the exact mechanisms linking insulin levels
to these and other cardiovascular risk factors. Populations experiencing
modernisation with sharp changes in diet, physical activity, weight
and insulin levels provide many opportunities to study the longitudinal
relations among insulin and health and their biological and behavioural
contexts3,5,8.
Conclusion
The thrifty genotype concept and its refinements can
provide ideas for further research on insulin’s influence in
several
aspects of cardiovascular health status, especially
in modernising groups. If such ideas allow us to hypothesise operational
relations about insulin, adiposity and cardiovascular disease with
concrete variables, then the thrifty genotype concept still holds
value as a source of research questions.
Acknowledgements
I thank Boyd Swinburn, MD of the Department of Community
Health, University of Auckland for the invitation to participate in
the symposium on The Thrifty Genotype in Auckland, December 8-9, 1994.
The research described here was supported by the US National Institutes
of Health Grant AG09375. Many of the ideas discussed here derive from
fun conversations and spirited debates among my colleagues, especially
Paul T Baker, James R Bindon, Lawrence P Greksa, Daniel J Galanis,
and Alexandra Brewis.
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Nutrition]. All rights reserved.
Revised:
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